<?xml version="1.0" encoding="ISO-8859-1"?><article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance">
<front>
<journal-meta>
<journal-id>1665-6423</journal-id>
<journal-title><![CDATA[Journal of applied research and technology]]></journal-title>
<abbrev-journal-title><![CDATA[J. appl. res. technol]]></abbrev-journal-title>
<issn>1665-6423</issn>
<publisher>
<publisher-name><![CDATA[Universidad Nacional Autónoma de México, Instituto de Ciencias Aplicadas y Tecnología]]></publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id>S1665-64232009000300006</article-id>
<title-group>
<article-title xml:lang="en"><![CDATA[3D-Facial Expression Synthesis and its Application to Face Recognition Systems]]></article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname><![CDATA[Ramírez-Valdez]]></surname>
<given-names><![CDATA[Leonel]]></given-names>
</name>
<xref ref-type="aff" rid="A01"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname><![CDATA[Hasimoto-Beltran]]></surname>
<given-names><![CDATA[Rogelio]]></given-names>
</name>
<xref ref-type="aff" rid="A01"/>
</contrib>
</contrib-group>
<aff id="A01">
<institution><![CDATA[,Centro de Investigación en Matemáticas  ]]></institution>
<addr-line><![CDATA[Guanajuato Gto]]></addr-line>
<country>México</country>
</aff>
<pub-date pub-type="pub">
<day>00</day>
<month>12</month>
<year>2009</year>
</pub-date>
<pub-date pub-type="epub">
<day>00</day>
<month>12</month>
<year>2009</year>
</pub-date>
<volume>7</volume>
<numero>3</numero>
<fpage>354</fpage>
<lpage>373</lpage>
<copyright-statement/>
<copyright-year/>
<self-uri xlink:href="http://www.scielo.org.mx/scielo.php?script=sci_arttext&amp;pid=S1665-64232009000300006&amp;lng=en&amp;nrm=iso"></self-uri><self-uri xlink:href="http://www.scielo.org.mx/scielo.php?script=sci_abstract&amp;pid=S1665-64232009000300006&amp;lng=en&amp;nrm=iso"></self-uri><self-uri xlink:href="http://www.scielo.org.mx/scielo.php?script=sci_pdf&amp;pid=S1665-64232009000300006&amp;lng=en&amp;nrm=iso"></self-uri><abstract abstract-type="short" xml:lang="en"><p><![CDATA[One of the main problems in Face Recognition systems is the recognition of an input face with a different expression than the available in the training database. In this work, we propose a new 3D-face expression synthesis approach for expression independent face recognition systems (FRS). Different than current schemes in the literature, all the steps involved in our approach (face denoising, registration, and expression synthesis) are performed in the 3D domain. Our final goal is to increase the flexibility of 3D-FRS by allowing them to artificially generate multiple face expressions from a neutral expression face. A generic 3D-range image is modeled by the Finite Element Method with three simplified layers representing the skin, fatty tissue and the cranium. The face muscular anatomy is superimposed to the 3D model for the synthesis of expressions. Our approach can be divided into three main steps: Denoising Algorithm, which is applied to remove long peaks present in the original 3D-face samples; Automatic Control Points Detection, to detect particular facial landmarks such as eye and mouth corners, nose tip, etc., helpful in the recognition process; Face Registration of a 3D-face model with each sample face with neutral expression in the training database in order to augment its training set (with 18 predefined expressions). Additional expressions can be learned from input faces or an unknown expression can be transformed to the closest known expression. Our results show that the 3D-face model resembles perfectly the neutral expression faces in the training database while providing a natural change of expression. Moreover, the inclusion of our expression synthesis approach in a simple 3D-FRS based on Fisherfaces increased significantly the recognition rate without requiring complex 3D-face recognition schemes.]]></p></abstract>
<abstract abstract-type="short" xml:lang="es"><p><![CDATA[Uno de los problemas principales en los sistemas de reconocimiento de caras es el reconocer una cara con una expresión distinta a la presente en la base de datos, esto es, son dependientes de la expresión de la cara de entrada. Con el propósito de flexibilizar los sistemas de reconocimiento de caras, se propone un método nuevo y eficiente para la síntesis de expresiones faciales en 3D y su aplicación a los sistemas de reconocimiento de caras independiente de la expresión (FRS). A diferencia de los métodos actuales en la literatura, todos los pasos involucrados en la síntesis de expresión facial (eliminación de ruido, registro y síntesis de expresión) son realizados en 3D. Nuestra meta es darle mayor flexibilización a los sistemas 3D-FRS para generar múltiples expresiones a partir de una cara base neutral, la cual es modelada con una malla de elemento finito de 3 capas que representan la piel, el tejido adiposo y el cráneo. Para la realización de la síntesis de expresiones en 3D, el modelo base es complementado con los músculos mas importantes que intervienen en la generación de expresiones faciales. El modelo propuesto se puede dividir en tres pasos principales: Filtrado de Ruido, usado para eliminar los picos (prominentes) presentes en las imágenes de profundidad; Detección de Puntos de Control en la base de datos de caras en 3D, como por ejemplo, punta y grosor de la nariz, puntos en los extremos de los ojos y de la boca, etc.; Registro del modelo base con cada una de las imágenes muestra con cara neutral en la base de datos de entrenamiento, para la generación de expresiones faciales sintéticas y su posterior inclusión en la base de datos misma para incrementar el conjunto de entrenamiento (a 18 expresiones predefinidas). Expresiones adicionales pueden ser aprendidas de las imágenes de entrada o bien expresiones desconocidas pueden ser transformadas a la expresión más cercana en la base de datos. Para medir la eficiencia del 3D-FRS con síntesis de expresiones, utilizamos una técnica muy simple en el reconocimiento de caras conocida con el nombre de FisherFace. Los resultados muestran que el método propuesto representa fielmente la imagen neutral de la base de datos y además, la adición de expresiones faciales sintéticas para el reconocimiento de caras efectivamente incrementa la taza de reconocimiento sin requerir algoritmos complejos para el reconocimiento de caras en 3D.]]></p></abstract>
<kwd-group>
<kwd lng="en"><![CDATA[Facial expression synthesis]]></kwd>
<kwd lng="en"><![CDATA[Finite Element Method]]></kwd>
<kwd lng="en"><![CDATA[feature points detection]]></kwd>
<kwd lng="en"><![CDATA[eigenfaces]]></kwd>
<kwd lng="en"><![CDATA[fisherfaces]]></kwd>
<kwd lng="es"><![CDATA[Síntesis de expresiones faciales]]></kwd>
<kwd lng="es"><![CDATA[Método de los elementos finitos]]></kwd>
<kwd lng="es"><![CDATA[detección de los puntos de control]]></kwd>
<kwd lng="es"><![CDATA[eigenfaces]]></kwd>
<kwd lng="es"><![CDATA[fisherfaces]]></kwd>
</kwd-group>
</article-meta>
</front><body><![CDATA[  	    <p align="center"><font face="verdana" size="4"><b>3D&#150;Facial Expression Synthesis and its Application to Face Recognition Systems</b></font></p>  	    <p align="center"><font face="verdana" size="2">&nbsp;</font></p>  	    <p align="center"><font face="verdana" size="2"><b>Leonel Ram&iacute;rez&#150;Valdez<sup>1</sup>, Rogelio Hasimoto&#150;Beltran<sup>2</sup></b></font></p>  	    <p align="justify"><font face="verdana" size="2">&nbsp;</font></p>  	    <p align="justify"><font face="verdana" size="2"><i><sup>1, 2</sup> Centro de Investigaci&oacute;n en Matem&aacute;ticas (CIMAT) Jalisco s/n, Col. Mineral de Valenciana, Guanajuato, Gto., M&eacute;xico 36240</i> <a href="mailto:lraval@cimat.mx">lraval@cimat.mx</a>, <a href="mailto:hasimoto@cimat.mx">hasimoto@cimat.mx</a>.</font></p>  	    <p align="justify"><font face="verdana" size="2">&nbsp;</font></p>  	    <p align="justify"><font face="verdana" size="2"><b>ABSTRACT</b></font></p>  	    <p align="justify"><font face="verdana" size="2">One of the main problems in Face Recognition systems is the recognition of an input face with a different expression than the available in the training database. In this work, we propose a new 3D&#150;face expression synthesis approach for expression independent face recognition systems (FRS). Different than current schemes in the literature, all the steps involved in our approach (face denoising, registration, and expression synthesis) are performed in the 3D domain. Our final goal is to increase the flexibility of 3D&#150;FRS by allowing them to artificially generate multiple face expressions from a neutral expression face. A generic 3D&#150;range image is modeled by the Finite Element Method with three simplified layers representing the skin, fatty tissue and the cranium. The face muscular anatomy is superimposed to the 3D model for the synthesis of expressions. Our approach can be divided into three main steps: <b>Denoising Algorithm,</b> which is applied to remove long peaks present in the original 3D&#150;face samples; <b>Automatic Control Points Detection,</b> to detect particular facial landmarks such as eye and mouth corners, nose tip, etc., helpful in the recognition process; <b>Face Registration</b> of a 3D&#150;face model with each sample face with neutral expression in the training database in order to augment its training set (with 18 predefined expressions). Additional expressions can be learned from input faces or an unknown expression can be transformed to the closest known expression. Our results show that the 3D&#150;face model resembles perfectly the neutral expression faces in the training database while providing a natural change of expression. Moreover, the inclusion of our expression synthesis approach in a simple 3D&#150;FRS based on Fisherfaces increased significantly the recognition rate without requiring complex 3D&#150;face recognition schemes.</font></p>  	    <p align="justify"><font face="verdana" size="2"><b>Keywords:</b> Facial expression synthesis, Finite Element Method, feature points detection, eigenfaces, fisherfaces.</font></p>  	    ]]></body>
<body><![CDATA[<p align="justify"><font face="verdana" size="2">&nbsp;</font></p>  	    <p align="justify"><font face="verdana" size="2"><b>RESUMEN</b></font></p>  	    <p align="justify"><font face="verdana" size="2">Uno de los problemas principales en los sistemas de reconocimiento de caras es el reconocer una cara con una expresi&oacute;n distinta a la presente en la base de datos, esto es, son dependientes de la expresi&oacute;n de la cara de entrada. Con el prop&oacute;sito de flexibilizar los sistemas de reconocimiento de caras, se propone un m&eacute;todo nuevo y eficiente para la s&iacute;ntesis de expresiones faciales en 3D y su aplicaci&oacute;n a los sistemas de reconocimiento de caras independiente de la expresi&oacute;n (FRS). A diferencia de los m&eacute;todos actuales en la literatura, todos los pasos involucrados en la s&iacute;ntesis de expresi&oacute;n facial (eliminaci&oacute;n de ruido, registro y s&iacute;ntesis de expresi&oacute;n) son realizados en 3D. Nuestra meta es darle mayor flexibilizaci&oacute;n a los sistemas 3D&#150;FRS para generar m&uacute;ltiples expresiones a partir de una cara base neutral, la cual es modelada con una malla de elemento finito de 3 capas que representan la piel, el tejido adiposo y el cr&aacute;neo. Para la realizaci&oacute;n de la s&iacute;ntesis de expresiones en 3D, el modelo base es complementado con los m&uacute;sculos mas importantes que intervienen en la generaci&oacute;n de expresiones faciales. El modelo propuesto se puede dividir en tres pasos principales: <b>Filtrado de Ruido,</b> usado para eliminar los picos (prominentes) presentes en las im&aacute;genes de profundidad; <b>Detecci&oacute;n de Puntos de Control</b> en la base de datos de caras en 3D, como por ejemplo, punta y grosor de la nariz, puntos en los extremos de los ojos y de la boca, etc.; <b>Registro</b> del modelo base con cada una de las im&aacute;genes muestra con cara neutral en la base de datos de entrenamiento, para la generaci&oacute;n de expresiones faciales sint&eacute;ticas y su posterior inclusi&oacute;n en la base de datos misma para incrementar el conjunto de entrenamiento (a 18 expresiones predefinidas). Expresiones adicionales pueden ser aprendidas de las im&aacute;genes de entrada o bien expresiones desconocidas pueden ser transformadas a la expresi&oacute;n m&aacute;s cercana en la base de datos. Para medir la eficiencia del 3D&#150;FRS con s&iacute;ntesis de expresiones, utilizamos una t&eacute;cnica muy simple en el reconocimiento de caras conocida con el nombre de FisherFace. Los resultados muestran que el m&eacute;todo propuesto representa fielmente la imagen neutral de la base de datos y adem&aacute;s, la adici&oacute;n de expresiones faciales sint&eacute;ticas para el reconocimiento de caras efectivamente incrementa la taza de reconocimiento sin requerir algoritmos complejos para el reconocimiento de caras en 3D.</font></p>  	    <p align="justify"><font face="verdana" size="2"><b>Palabras clave:</b> S&iacute;ntesis de expresiones faciales, M&eacute;todo de los elementos finitos, detecci&oacute;n de los puntos de control, eigenfaces, fisherfaces.</font></p>  	    <p align="justify"><font face="verdana" size="2">&nbsp;</font></p>  	    <p align="justify"><font face="verdana" size="2"><a href="/pdf/jart/v7n3/v7n3a6.pdf" target="_blank">DESCARGAR ART&Iacute;CULO EN FORMATO PDF</a></font></p>  	    <p align="justify"><font face="verdana" size="2">&nbsp;</font></p>  	    <p align="justify"><font face="verdana" size="2"><b><i>References</i></b></font></p>  	    <!-- ref --><p align="justify"><font face="verdana" size="2">&#91;1&#93; L. Akarun, B. G&ouml;kberk, A. Salah. 3D Face Recognition for Biometric Applications. 13th European Signal Processing Conference (EUSIPCO), September 2005.    &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;[&#160;<a href="javascript:void(0);" onclick="javascript: window.open('/scielo.php?script=sci_nlinks&ref=4822445&pid=S1665-6423200900030000600001&lng=','','width=640,height=500,resizable=yes,scrollbars=1,menubar=yes,');">Links</a>&#160;]<!-- end-ref --></font></p>  	    ]]></body>
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